SFC Licences of LLOYD David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 May 2019 | 31 May 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 29 January 2019 | 02 February 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 November 2018 | 30 November 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 27 July 2018 | 04 August 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 29 January 2018 | 03 February 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 24 October 2017 | 30 October 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 25 May 2017 | 05 June 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 September 2014 | 05 January 2017 |