SFC Licences of LEE Yin Wa 李妍慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand Rich Asset Management Limited 浩豐資產管理有限公司 | RE | 9 | 15 June 2020 | 30 November 2020 |
Grand Rich Securities Limited 浩豐證券有限公司 | RE | 4 | 18 March 2019 | 30 November 2020 |
Grand Rich Securities Limited 浩豐證券有限公司 | RE | 1 | 18 March 2019 | 30 November 2020 |
Zhong Xiang Securities Limited 中享證券有限公司 | RE | 1 | 14 November 2017 | 01 March 2019 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 4 | 05 January 2017 | 01 August 2017 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 1 | 05 January 2017 | 01 August 2017 |
Bluemount Asset Management Limited 藍山資產管理有限公司 | RE | 9 | 05 January 2017 | 01 August 2017 |