SFC Licences of DIU Sheung Pan 刁尚斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 | RE | 2 | 07 August 2017 | 30 January 2020 |
| MFG Limited 峰滙金融集團有限公司 | RE | 1 | 07 August 2017 | 30 January 2020 |
| BMI Securities Limited 邦盟滙駿證券有限公司 | RE | 1 | 30 September 2016 | 10 February 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 13 February 2015 | 25 September 2016 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 September 2014 | 31 January 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 30 September 2014 | 31 January 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 September 2014 | 31 January 2015 |