SFC Licences of YIM Man Wa 嚴敏華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 30 September 2014 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 30 September 2014 02 October 2017