SFC Licences of LEE Charles Changsun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 06 September 2019 | 12 September 2019 |
| UBS Securities Asia Limited | RE | 1 | 22 November 2018 | 30 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 12 October 2017 | 20 October 2017 |
| UBS Securities Asia Limited | RE | 1 | 23 May 2016 | 27 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 29 October 2014 | 31 October 2014 |