SFC Licences of SOLE Jay Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 05 November 2018 | 08 November 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 11 July 2017 | 14 July 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 July 2017 | 14 July 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 July 2015 | 24 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 November 2014 | 10 November 2014 |