SFC Licences of CHEN Xiangyu 陳翔雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 14 July 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 14 July 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 10 November 2015 | 14 July 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 10 November 2015 | 14 July 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 13 November 2014 | 16 May 2015 |