SFC Licences of CHEN Xiangyu 陳翔雨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 14 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RO 1 14 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 10 November 2015 14 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 10 November 2015 14 July 2021
UBS Securities Hong Kong Limited RE 6 13 November 2014 16 May 2015