SFC Licences of LO Wai Ying, Wendy 羅惠英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 | RO | 1 | 13 August 2018 | |
Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 | RE | 1 | 28 November 2014 | 13 August 2018 |