SFC Licences of CHAN Sai Yiu 陳世耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | RE | 9 | 09 March 2022 | 31 May 2023 |
| Mackenzie Investments Asia Limited | RE | 4 | 09 March 2022 | 31 May 2023 |
| Mackenzie Investments Asia Limited | RE | 1 | 09 March 2022 | 31 May 2023 |
| Neuberger Berman Asia Limited | RE | 9 | 12 February 2020 | 27 February 2022 |
| Neuberger Berman Asia Limited | RE | 4 | 12 February 2020 | 27 February 2022 |
| Neuberger Berman Asia Limited | RE | 1 | 12 February 2020 | 27 February 2022 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 28 October 2015 | 30 June 2016 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 28 October 2015 | 30 June 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 02 January 2015 | 27 April 2015 |