SFC Licences of LIGHT Andrew James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 28 June 2017 08 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 December 2016 07 December 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 26 November 2015 03 December 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 29 June 2015 10 July 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 27 November 2014 05 December 2014