SFC Licences of WALSH Noel Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 2 | 18 August 2016 | 01 June 2020 |
| Marex HK Asia Limited | RE | 2 | 25 November 2014 | 16 October 2015 |