SFC Licences of WU Charles Qian 吳謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 24 December 2020 | 30 January 2024 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 18 September 2020 | 30 January 2024 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 18 September 2020 | 30 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 January 2015 | 19 June 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 05 January 2015 | 19 June 2020 |