SFC Licences of NG Chun Yiu, Richard 吳晉堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 | RO | 9 | 30 August 2022 | |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 | RO | 4 | 30 August 2022 | |
| Major Asset Management Limited 美捷資產管理有限公司 | RO | 9 | 22 February 2019 | 01 May 2020 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 21 March 2016 | 31 December 2018 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 18 December 2014 | 01 December 2015 |