SFC Licences of LIN Xiao Xiao 林瀟瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RE | 4 | 02 May 2023 | |
| Allspring Global Investments (Hong Kong) Limited | RE | 1 | 02 May 2023 | |
| Wells Fargo Securities Asia Limited | RE | 9 | 14 March 2016 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RE | 4 | 14 March 2016 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RE | 1 | 14 March 2016 | 31 March 2022 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 18 December 2014 | 07 November 2015 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 18 December 2014 | 07 November 2015 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 18 December 2014 | 07 November 2015 |