SFC Licences of LIN Xiao Xiao 林瀟瀟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Fargo Securities Asia Limited RE 4 14 March 2016 31 March 2022
Wells Fargo Securities Asia Limited RE 9 14 March 2016 31 March 2022
Wells Fargo Securities Asia Limited RE 1 14 March 2016 31 March 2022
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 18 December 2014 07 November 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 18 December 2014 07 November 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 18 December 2014 07 November 2015