SFC Licences of YIP Man Fei 葉敏飛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 03 April 2020 | 17 May 2021 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 11 March 2020 | 17 May 2021 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 11 March 2020 | 17 May 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 03 May 2016 | 30 November 2019 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 03 May 2016 | 30 November 2019 |
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 21 December 2015 | 26 January 2016 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 05 November 2015 | 26 January 2016 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 05 November 2015 | 26 January 2016 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 2 | 29 December 2014 | 25 October 2015 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 29 December 2014 | 25 October 2015 |