SFC Licences of LI Ming 李明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Trivest Advisors Limited | RE | 9 | 21 May 2019 | |
Brightway Asset Management Limited 明道資產管理有限公司 | RE | 9 | 17 January 2018 | 12 May 2019 |
Elephas Investment Management Limited 大象投資管理有限公司 | RE | 9 | 30 June 2016 | 30 June 2017 |
FIG HK (Hong Kong) Limited | RE | 9 | 27 January 2015 | 11 March 2016 |