SFC Licences of SHIH Tzu-yu 施子裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 4 21 August 2020
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 1 21 August 2020
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 2 18 May 2020
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 4 18 December 2019 21 August 2020
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 1 18 December 2019 21 August 2020
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 1 24 March 2015 22 January 2018
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RO 4 24 March 2015 22 January 2018
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 4 16 January 2015 24 March 2015
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 RE 1 16 January 2015 24 March 2015