SFC Licences of YIU Hung Han 姚虹嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CPPIB Asia Inc. | RE | 1 | 23 May 2019 | 07 May 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 30 April 2015 | 10 July 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 April 2015 | 10 July 2018 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 14 January 2015 | 13 March 2015 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 14 January 2015 | 13 March 2015 |