SFC Licences of YIU Hung Han 姚虹嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CPPIB Asia Inc. RE 1 23 May 2019 07 May 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 30 April 2015 10 July 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 April 2015 10 July 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 14 January 2015 13 March 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 14 January 2015 13 March 2015