SFC Licences of HAU Chun Ning 侯鎮寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 | RO | 6 | 13 February 2020 | 06 March 2022 |
Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 | RE | 6 | 03 February 2020 | 13 February 2020 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 28 August 2015 | 09 January 2020 |
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 19 January 2015 | 09 January 2020 |