SFC licenceholder BEZ147 LUI Sung Hing 呂崇興

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Sunfund Securities Limited 東皓證券有限公司 RO [4] (Advising on Securities) 03 November 2020
Sunfund Fund Management Limited 東皓基金管理有限公司 RO [9] (Asset Management) 03 November 2020
Sunfund Securities Limited 東皓證券有限公司 RO [1] (Dealing in Securities) 27 May 2020
Sunfund Securities Limited 東皓證券有限公司 RE [1] (Dealing in Securities) 05 May 2020 27 May 2020
Lego Securities Limited 力高證券有限公司 RO [1] (Dealing in Securities) 23 May 2019 20 April 2020
Mason Securities Limited 茂宸證券有限公司 RE [1] (Dealing in Securities) 22 December 2017 25 July 2018
Mason Futures Limited 茂宸期貨有限公司 RE [2] (Dealing in Futures Contracts) 22 December 2017 25 July 2018
Lego Securities Limited 力高證券有限公司 RE [1] (Dealing in Securities) 07 June 2017 08 December 2017
Wocom Securities Limited 宏高證券有限公司 RE [1] (Dealing in Securities) 09 February 2015 08 May 2017
Wocom Limited 宏高有限公司 RE [2] (Dealing in Futures Contracts) 09 February 2015 08 May 2017