SFC Licences of LAM Tak Wai, Derek 林德偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Altive Limited | RE | 9 | 19 July 2021 | 28 February 2023 |
| Altive Limited | RE | 4 | 19 July 2021 | 28 February 2023 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 17 December 2018 | 31 July 2019 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 17 December 2018 | 31 July 2019 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 17 December 2018 | 31 July 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 17 December 2018 | 31 July 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 13 January 2016 | 05 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 January 2016 | 05 October 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 March 2015 | 01 September 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 02 March 2015 | 01 September 2015 |