SFC Licences of LAM Tak Wai, Derek 林德偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Altive Limited RE 4 19 July 2021
Altive Limited RE 9 19 July 2021
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 17 December 2018 31 July 2019
China Everbright Capital Limited 中國光大融資有限公司 RE 6 17 December 2018 31 July 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 17 December 2018 31 July 2019
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 17 December 2018 31 July 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 13 January 2016 05 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 13 January 2016 05 October 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 02 March 2015 01 September 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 March 2015 01 September 2015