SFC Licences of HO Carrie Ka Lee 何嘉莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valliance Asset Management Limited RO 9 11 May 2020
Valliance Asset Management Limited RE 9 21 February 2020 11 May 2020
HOBA Global Investors (HK) Limited RO 9 23 April 2015 31 December 2019