SFC Licences of HO Carrie Ka Lee 何嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valliance Asset Management Limited | RO | 9 | 11 May 2020 | |
Valliance Asset Management Limited | RE | 9 | 21 February 2020 | 11 May 2020 |
HOBA Global Investors (HK) Limited | RO | 9 | 23 April 2015 | 31 December 2019 |