SFC Licences of SALES Michael James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 28 March 2019 | 03 April 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 March 2018 | 21 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 26 October 2017 | 04 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 09 March 2017 | 15 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 October 2016 | 28 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 14 April 2016 | 22 April 2016 |
| UBS Securities Asia Limited | RE | 1 | 13 November 2015 | 23 November 2015 |
| UBS Securities Asia Limited | RE | 1 | 27 February 2015 | 08 March 2015 |