SFC Licences of LI Fan 李凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanxi Securities International Capital Limited 山證國際融資有限公司 | RO | 6 | 27 February 2018 | 30 November 2018 |
Shanxi Securities International Limited 山證國際證券有限公司 | RO | 1 | 27 February 2018 | 30 November 2018 |