SFC Licences of HEUNG Fu Tim, Timothy 香富添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 June 2019 | 27 December 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 June 2019 | 27 December 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 01 August 2017 | 09 June 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 01 August 2017 | 09 June 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 01 August 2017 | 09 June 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 01 August 2017 | 09 June 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 26 September 2016 | 22 June 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 September 2016 | 22 June 2017 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 25 February 2016 | 16 August 2016 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 24 February 2015 | 16 August 2016 |