SFC Licences of XIAO Xiaoyu 肖霄雨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 06 November 2020 13 May 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 May 2018 13 May 2022
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 19 August 2015 04 May 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 17 March 2015 06 August 2015