SFC Licences of XIAO Xiaoyu 肖霄雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 06 November 2020 | 13 May 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 May 2018 | 13 May 2022 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 19 August 2015 | 04 May 2018 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 17 March 2015 | 06 August 2015 |