SFC licenceholder BFA945 LU Yun 魯韵

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 August 2018
Moody's Investors Service Hong Kong Limited RE [10] (Providing Credit Rating Services) 13 March 2015 05 June 2018