SFC Licences of LI Yiu Yuen 李耀元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Beyond Hong Kong Limited | RO | 9 | 04 December 2023 | |
Beyond Hong Kong Limited | RE | 9 | 17 October 2023 | 04 December 2023 |
China Reserve Securities Limited 東儲證券有限公司 | RO | 9 | 19 August 2021 | 20 July 2023 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 4 | 03 August 2021 | 20 July 2023 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 03 August 2021 | 20 July 2023 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 9 | 23 June 2021 | 19 August 2021 |
China PA Asset Management (Hong Kong) Company Limited 平證資產管理(香港)有限公司 | RE | 9 | 14 November 2019 | 05 June 2021 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 9 | 13 December 2017 | 27 March 2020 |