SFC Licences of NG Yuen Ki 吳琬琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LSQ Capital Limited | RO | 9 | 10 October 2023 | |
| LSQ Capital Limited | RO | 4 | 10 October 2023 | |
| LSQ Capital Limited | RE | 9 | 04 August 2023 | 10 October 2023 |
| LSQ Capital Limited | RE | 4 | 04 August 2023 | 10 October 2023 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 | RO | 9 | 30 March 2021 | 18 June 2023 |
| Pulun International Securities Limited 普倫國際證券有限公司 | RE | 4 | 17 September 2020 | 18 June 2023 |
| Pulun International Securities Limited 普倫國際證券有限公司 | RE | 1 | 17 September 2020 | 18 June 2023 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 | RE | 9 | 17 September 2020 | 30 March 2021 |
| Prime Way Asset Management Limited 聯盛資產管理有限公司 | RO | 9 | 11 March 2019 | 27 February 2020 |
| Prime Way Asset Management Limited 聯盛資產管理有限公司 | RE | 9 | 05 October 2018 | 11 March 2019 |
| Sprout Asset Management (Asia) Limited | RE | 1 | 08 April 2015 | 29 August 2016 |
| Sprout Asset Management (Asia) Limited | RE | 4 | 08 April 2015 | 29 August 2016 |
| Sprout Asset Management (Asia) Limited | RE | 9 | 08 April 2015 | 29 August 2016 |