SFC Licences of RIVERS Thomas Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 1 | 11 March 2015 | 18 October 2016 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 11 March 2015 | 18 October 2016 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 11 March 2015 | 18 October 2016 |