SFC Licences of CHEN Xiao 陳曉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 | RO | 9 | 03 March 2023 | |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 | RO | 4 | 03 March 2023 | |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 | RE | 9 | 06 January 2023 | 03 March 2023 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 | RE | 4 | 06 January 2023 | 03 March 2023 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 9 | 03 January 2017 | 18 March 2022 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 4 | 03 January 2017 | 18 March 2022 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 15 June 2015 | 31 March 2016 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 20 March 2015 | 31 March 2016 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 20 March 2015 | 31 March 2016 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 20 March 2015 | 31 March 2016 |