SFC Licences of XIE Yayi 謝雅怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion Futures Limited 獅子期貨有限公司 | RE | 5 | 16 August 2019 | 04 February 2022 |
Lion Futures Limited 獅子期貨有限公司 | RE | 2 | 16 August 2019 | 04 February 2022 |
Lion International Securities Group Limited 獅子國際證券集團有限公司 | RE | 4 | 16 August 2019 | 04 February 2022 |
Lion International Securities Group Limited 獅子國際證券集團有限公司 | RE | 1 | 16 August 2019 | 04 February 2022 |
HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 30 March 2015 | 16 March 2018 |
HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 30 March 2015 | 16 March 2018 |
HGNH International Forex Co., Limited 橫華國際外滙有限公司 | RE | 3 | 30 March 2015 | 16 March 2018 |