SFC Licences of XIE Yayi 謝雅怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Futures Limited 獅子期貨有限公司 RE 5 16 August 2019 04 February 2022
Lion Futures Limited 獅子期貨有限公司 RE 2 16 August 2019 04 February 2022
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 4 16 August 2019 04 February 2022
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 1 16 August 2019 04 February 2022
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 30 March 2015 16 March 2018
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 30 March 2015 16 March 2018
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 30 March 2015 16 March 2018