SFC Licences of LAU Hon Wing 劉漢榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 10 June 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 October 2015 | 10 June 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 October 2015 | 02 October 2017 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 2 | 27 April 2015 | 21 September 2015 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 27 April 2015 | 21 September 2015 |