SFC Licences of LI Shanshan 李姍珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lu International (Hong Kong) Limited 陸國際(香港)有限公司 | RE | 1 | 19 November 2021 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 16 October 2017 | 29 October 2021 |
| Sanfull Securities Limited 新富證券有限公司 | RE | 1 | 19 September 2016 | 30 September 2017 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 9 | 20 July 2015 | 30 April 2016 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 24 March 2015 | 15 May 2015 |