SFC Licences of WEN Ming-Fen 温明芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carret Private Capital Limited | RE | 9 | 11 May 2021 | |
| Carret Private Capital Limited | RE | 4 | 11 May 2021 | |
| Carret Private Capital Limited | RE | 1 | 11 May 2021 | |
| CA Indosuez (Switzerland) SA 東方匯理財富管理 | 4 | 05 October 2015 | ||
| CA Indosuez (Switzerland) SA 東方匯理財富管理 | 1 | 27 February 2015 | ||
| CA Indosuez (Switzerland) SA 東方匯理財富管理 | 9 | 27 February 2015 |