SFC Licences of SHUM Ngok Wa 沈岳華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 21 April 2015 | 22 February 2018 |