SFC Licences of DADAWALA Sanjena
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 22 February 2019 | 26 February 2019 |
UBS Securities Asia Limited | RE | 4 | 06 October 2017 | 13 October 2017 |
UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 4 | 15 April 2015 | 26 April 2015 |