SFC Licences of KARTHA Harish Ramachandran
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RO | 9 | 30 March 2020 | 30 December 2020 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RO | 4 | 30 March 2020 | 30 December 2020 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 22 January 2018 | 30 March 2020 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 22 January 2018 | 30 March 2020 |
| Carlyle Global Credit (Asia) Limited | RE | 9 | 20 April 2015 | 31 January 2017 |