SFC Licences of LIU Shih-yen 劉詩彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 09 June 2017 | 20 June 2019 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 23 March 2017 | 29 May 2017 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 29 February 2016 | 29 May 2017 |
| Guard Capital Management Limited | RE | 9 | 14 May 2015 | 26 January 2016 |