SFC Licences of CHEN Alex Hengkai 陳恆愷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 21 December 2020 11 March 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 December 2020 11 March 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 23 April 2015 22 September 2020