SFC Licences of WONG Yat Yu 王一如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 04 November 2016 | 31 December 2019 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 04 November 2016 | 31 December 2019 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 24 April 2015 | 01 October 2016 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 24 April 2015 | 01 October 2016 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 24 April 2015 | 01 October 2016 |