SFC Licences of LAW Wan Ting 羅穩庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 | RO | 9 | 27 March 2024 | |
| BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 | RO | 4 | 27 March 2024 | |
| BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 | RE | 9 | 21 February 2024 | 27 March 2024 |
| BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 | RE | 4 | 21 February 2024 | 27 March 2024 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 26 February 2021 | 16 March 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 02 February 2021 | 16 March 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 25 November 2019 | 02 February 2021 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 14 October 2019 | 25 November 2019 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 25 June 2015 | 20 September 2019 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 05 May 2015 | 20 September 2019 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 05 May 2015 | 20 September 2019 |