SFC Licences of LAM Siu Yan, Cathy 林少恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LMR Partners Limited | RE | 9 | 09 January 2023 | 01 February 2023 |
| Macquarie Asia Securities Limited | RE | 4 | 06 September 2021 | 10 November 2022 |
| Macquarie Asia Securities Limited | RE | 1 | 23 August 2021 | 10 November 2022 |
| Point72 Hong Kong Limited | RE | 9 | 02 February 2017 | 05 August 2021 |
| Point72 Hong Kong Limited | RE | 2 | 02 February 2017 | 05 August 2021 |
| Point72 Hong Kong Limited | RE | 1 | 02 February 2017 | 05 August 2021 |
| Sylebra Capital Limited | RE | 9 | 18 June 2015 | 09 September 2016 |