SFC Licences of WALLACE Ashley Dorothy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 March 2023 | 29 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 April 2019 | 30 April 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 September 2018 | 11 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 April 2016 | 14 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 April 2016 | 14 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 November 2015 | 10 November 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 November 2015 | 10 November 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 May 2015 | 15 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 May 2015 | 15 May 2015 |