SFC Licences of LI Fan 李凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wizardquant Capital Advisors Limited | RE | 9 | 22 February 2021 | 22 February 2021 |
Wizardquant Capital Advisors Limited | RO | 9 | 22 February 2021 | |
Wizardquant Capital Advisors Limited | RO | 9 | 05 November 2019 | 11 October 2020 |
Wizardquant Capital Advisors Limited | RE | 9 | 21 November 2018 | 05 November 2019 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 11 May 2015 | 21 June 2018 |