SFC Licences of WU Yuan 吳渊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 13 November 2023 | |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 13 November 2023 | |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 13 November 2023 | |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 20 May 2015 | 13 November 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 May 2015 | 13 November 2023 |