SFC Licences of WU Yi-Ping 吳伊蘋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| River Delta Wealth Management Company Limited 三源資產管理有限公司 | RO | 4 | 06 February 2023 | |
| River Delta Wealth Management Company Limited 三源資產管理有限公司 | RO | 9 | 22 February 2022 | |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RO | 1 | 13 November 2019 | 24 April 2020 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 20 May 2019 | 24 April 2020 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 9 | 18 July 2018 | 24 April 2020 |
| orientiert XYZ Securities Limited | RE | 9 | 07 September 2016 | 31 May 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 10 June 2015 | 31 May 2018 |