SFC Licences of LAM Si Nam 林詩嵐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RO | 9 | 25 July 2022 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RO | 4 | 25 July 2022 | |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 | RO | 1 | 25 July 2022 | |
| Gransing Securities Co., Limited 國投證券有限公司 | RE | 9 | 29 December 2015 | 06 April 2022 |
| Gransing Securities Co., Limited 國投證券有限公司 | RE | 6 | 29 December 2015 | 06 April 2022 |
| Gransing Securities Co., Limited 國投證券有限公司 | RE | 4 | 29 December 2015 | 06 April 2022 |
| Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 22 June 2015 | 06 April 2022 |