SFC Licences of LAU Tak Wing 劉德榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities Limited 東方匯財證券有限公司 | RO | 4 | 18 May 2021 | 31 October 2021 |
Orient Securities Limited 東方匯財證券有限公司 | RO | 1 | 18 May 2021 | 31 October 2021 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 09 July 2015 | 18 May 2021 |