SFC Licences of LAU Tak Wing 劉德榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Securities Limited 東方匯財證券有限公司 RO 4 18 May 2021 31 October 2021
Orient Securities Limited 東方匯財證券有限公司 RO 1 18 May 2021 31 October 2021
Orient Securities Limited 東方匯財證券有限公司 RE 1 09 July 2015 18 May 2021