SFC Licences of GUO Shaohong 郭少紅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tap Capital Limited 水龍頭管理有限公司 | RO | 9 | 18 September 2023 | |
| Tap Capital Limited 水龍頭管理有限公司 | RO | 4 | 18 September 2023 | |
| Spring Securities Limited 泉湧證券有限公司 | RO | 1 | 29 December 2022 | |
| Spring Securities Limited 泉湧證券有限公司 | RE | 1 | 19 September 2022 | 29 December 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 9 | 21 December 2021 | 31 May 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 4 | 21 December 2021 | 31 May 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 26 June 2018 | 31 May 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 10 October 2017 | 21 December 2021 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 10 October 2017 | 21 December 2021 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 10 October 2017 | 26 June 2018 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 06 July 2015 | 20 September 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 06 July 2015 | 20 September 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 06 July 2015 | 20 September 2017 |